ESSAY/
New urbanism. The modernist ideas which led to the creation
of urban sprawl were an aberration arriving after thousands of
years of traditional urban structures. We owe it to the next generation
to rediscover the principles of dense urban fabric which informed
the old city centre. All that remains of modernism now is "nostalgia
for the future."
By Matthew Hardy
PhD of Architectural History and Bachelor of Architecture
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"Sprawl" is a term of American origin,
which sums up a complex problem that threatens the long term
viability of cities around the world. Sprawl is driven by the
ubiquity of oil-based transport, but it is also the result of
a century of disconnected, Cartesian thinking about cities—modernist
thinking, which is increasingly discredited. In the last fifty
years, office parks, business parks, residential culs-de-sac,
superstores, hypermarkets and peripheral motorways have covered
much of Europe and have become adaily experience of life.
European planners and academics have
long recognised sprawl development as a difficult issue, but
so far little has been done and it is not high in the public
consciousness. In the US by contrast, commentators1 and organisations2 have made continuous public attacks
on sprawl, bringing it to the forefront of public debate. A
broadly based group gathering planners, architects, developers,
environmentalists and members of the public behind the banner
of "new urbanism" has been working hard to develop practical
solutions to the problem. The movement focuses on physical design
and practical action supported by public involvement, and has
made rapid progress, reaching nearly 5% of the very large US
development market in its first decade. The movement's aim is
to reduce the dependence on oil in the transport sector. It
is neither nostalgic nor romantic, but based on a principled
theoretical position. Let us first examine what we are building
now.
In the specialised world of modernist
planning, shopping areas are separated from residential areas,
residential areas from office parks, office parks from industrial
estates, and so on. Traffic engineering rules prohibit the creation
of interconnected networks. These patterns are supported by
zoning in which industrial "pods"—the zones industrielles
of France and the industrial estates of Britain—are separated
physically from the places where people live. The net effect
of these decisions—individually defensible from internally consistent
criteria—is greatly to increase the number and length of trips
required for daily life, whether on foot or by car.
The origin of this relentless separation
of uses can be traced, I believe, to the 19th century success
in improving public health by technical means, starting with
the separation of sewers and water supplies. This fed paranoia
about cleanliness—"next to godliness" in the British aphorism—and
about tidiness and order.
Planning soon sought the authority
implied in the rationalist and "scientific" approach. Experts
began to define their areas of expertise, as generalisms withered.
Analyses were made of residential density, traffic flows, healthiness
and occupation, first as research and then as regulation. The
various experts began to attempt to rationalise city form—the
ultimate expression of the diversity and complexity of human
life—into the simplistic terms possible with limited conceptual
structures and crude controls.
The emergence of large numbers of cars
led to the discipline of traffic engineering, first in the US
and Germany, and then elsewhere. Traffic engineers applied simplistic
Cartesian thinking to problems of traffic flow across systems
as complex as whole cities. The limitations of classical mathematics
meant that the equations were basic. It was not possible to
quantify flows on a sophisticated network, so the system was
imagined as a series of self-contained pods. From analysis,
it was a short step to planning over-simplified, diagrammatic
road layouts. Traffic flows could be quantified, and that meant
certainty in a litigious world.
CAR-DEPENDENT PLANNING is based on an assumption of oil use
that is clearly unsupportable in the long term. The production
of oil has now peaked and is expected to begin a gradual decline
over the 21st century. Clearly, cities and regions dependent
on the private car will be likely to suffer, as transport becomes
increasingly expensive. Many low-income households in urban
peripheries—out of walking range of services—which must own
and maintain one or more cars in order to carry out their daily
lives will be reduced to poverty.
The dominance of car-dependent planning
is revealed by current movement statistics, which show that
the private car is the main means of transport in urban areas
of Europe, although a much higher percentage of trips are made
by walking and cycling than in the US. There is no single reason
for this, but it must be assumed that the survival of walkable
street networks in the centres of traditional European cities
is a major reason. Unlike the blighted inner cities of the US,
city centres in Europe are mostly well populated, if largely
gentrified.
Most development in the world today
is suburban sprawl, or what is known in the US as conventional
suburban development (CSD). This is not a natural response to
freedom of choice—as some critics such as the ubiquitous Randall
O'Toole of the Thoreau Institute would have it—but rather the
result of a fragmented and regimented planning and construction
process dominated by a technocratic expert culture of specialisms.
CSD emerges in the absence of a clear
consensus about future development. The process starts with
developers buying up farmland in an accessible site, even if
it is not zoned for development. In the US, sites near highway
exits are commonly sought after, even when not contiguous with
city boundaries. Planning typically begins with an environmental
scientist designating which areas of land are to be reserved
for the preservation of rare species and habitats. Next come
traffic engineers following quasi-scientific requirements for
smooth traffic flows and parking provisions based on worst-case
scenarios established by statute on the basis of limited and
dated research. Then follow land surveyors, who allocate the
maximum number of minimal plots permitted according to residential
zones established by planning regulation. Finally come the volume
house builders, allocating designs to plots at random and following
rules for front and side setback established by planning regulation,
and providing car parking at rates either demanded by regulation
or the market. In the US this means one car per occupant, and
houses with a frontage entirely devoted to carports—so-called
"snout-houses"—are commonplace. Office developers build the
office park, at some remove from the housing, and commercial
developers the industrial estate, similarly separated. The whole
system is commonly funded by the managers of pension schemes,
who have little interest in built product.
In the CSD system, houses, offices,
shops, factories and schools are all rigidly segregated with
their own pattern of roads connected only to an arterial road.
The rigid separation of uses and the dendritic street pattern
produced, mans very long travel distances for the necessities
of daily life. Most journeys are by car, as few people can be
bothered walking the long distances created by the culs-de-sac
and hierarchical road system, or through the dismal pedestrian
environments typical of CSD. Parents (usually mothers) become
taxi drivers for their offspring.
HOW CAN WE OVERTURN this massively entrenched system? Is it
inevitable that our cities and towns become sprawl? Some architects
and planners think not, and are drawing lessons from the structure
of successful traditional cities.
Much derives, I believe, from the urban
conservation movement. Conservation is an idea with its origins
in the earliest manifestations of Enlightenment pluralism. The
architects of the Renaissance in Italy were sure that their
buildings were superior to the Gothic. But seventeenth century
Tory observers often lamented the modernisation of mediaeval
houses, and by the 18th century a widespread reassessment of
the value of ancient monuments was under way. In that period,
coming full circle from the Renaissance, repair and maintenance
of Gothic cathedrals was sometimes undertaken in a sympathetic
rather than a contrasting style.
The gathering pace of construction
and redevelopment in the buoyant years after 1840 triggered
others to consider the nature of interventions in historic cities.
William Morris argued that:
It has been most truly said… that
these old buildings do not belong to us only; that they have
belonged to our forefathers and they will belong to our descendants
unless we play them false. They are not in any sense our property,
to do with as we like. We are only trustees for those who come
after us.3
This was an important conceptual step,
and it was greatly influential on attitudes to conservation. But
it was also essentially a modernist view, and it suggested that
an unbridgeable gap lay between "then" and "now."
From 1882 legal status was given to designated
ancient monuments in the UK, a procedure gradually emulated in
other countries, at first only for buildings of great antiquity.
War damage was repaired rather than rebuilt in most European cities
in the early postwar years: conservation and reconstruction were
one and the same. Even where widespread demolition and rebuilding
were undertaken, important monuments were preserved. St Giles
church was preserved in the centre of the Barbican in London of
1959-79 and the Marienkirche was marooned in Alexanderplatz in
Berlin of c.1965. However, the appearance of these isolated buildings
was soon seen to have been greatly diminished when stripped of
their historic context.
The Venice Charter of 1964, produced
by the treaty organisation International Conference on Monuments
and Sites (ICOMOS), was at the time a revolutionary commitment
to conservation with which most countries chose to comply. In
France, André Malraux began declaring whole towns as conservation
zones. However, the Charter provisions included a requirement
that there be a distinct junction between newly built and historic
elements of a building. The clause was written with good intentions,
but had unintended consequences on a huge scale. It was soon interpreted
by modernist architects to mean that new buildings, and additions
to listed buildings, should not harmonise or blend with existing
buildings but should rather be designed to be a deliberate contrast.
By the late 20th century, citizen activism
against demolition and rebuilding on a large scale led by public
demand to the replacement of the system of individual listings
by a broader approach that emphasised the continuity of historic
districts. This was a significant break with modern conceptions
of the building as individual statement: now urban "fabric" was
seen as a tissue composed of many contributing parts. The strength
of opposition to modernist planning brought something of a crisis
for architects. During the 1970s, the construction of groups of
vaguely traditional buildings around retained monuments, as in
the Nikolaiviertel of 1977-87 in Berlin, can be seen as a response
to this crisis.
Meanwhile, guidelines for the design
of what became known as "infill" buildings in conservation areas
directed architects to adopt alignments, heights, fenestration
patterns, colours, materials and roof shapes of adjoining buildings.
In many cities, detailed regulations required infill buildings
to be deliberately bland, so as to emphasise the "genuine" historic
buildings.
WORKING AS A government heritage advisor in the early 1990s, I
was required to administer the Venice charter. Many applicants,
having read the guidelines, would enthusiastically present a design
that was a reasonable paraphrase of a traditional building. We
had to tell them they were not permitted to match historical details,
unless in simplified manner. Unsurprisingly, this drew a bemused
response from applicants, who found it difficult to understand
why, if existing buildings were so good as to have been listed,
more of the same wouldn't also be good.
For many architects, infill building
was the first time they had been required to comply with urban
design codes, and build to a defined envelope. Many found the
experience a point of crisis, as it became clear that their efforts
stood up poorly against their historic backgrounds. Some rebelled
against what they saw as the strictures of context-sensitive design.
Others took the context as a challenge, and put more time into
studying the traditional architecture of their region. Many of
this latter group began to question the relevance of their modernist
teachings, and to become full-time traditional architects.
For other architects and planners, such
regulations represented an affront. Central to modernist architecture
is a belief in the necessity of making an authentic statement
of contemporaneity. Baudelaire defined the essential condition
of modernity—modernism—as a self-conscious response to the ephemeral,
the fleeting and the contingent: what Foucault later called "the
'heroic' aspect of the present moment." For Bauldelaide, Foucault
wrote, modernity "is not a phenomenon of sensitivity to the fleeting
present; it is the will to 'heroise' the present".4 The belief presupposes that traditional
architecture is not a valid contemporary style, a view that I
believe reflects a naïve and teleological view of the history
of art and architecture. Certainly the demand for novelty became
a burden to modernist architecture, as options for novelty were
exhausted in the heavy mannerism of the 1970s.
POST-MODERNISM BROUGHT an epistemological critique of modernism
that was situated outside this triangulation. To a postmodernist,
modernist architecture itself is just another historical style,
and not an inevitable response to the demands of contemporaneity.
In the architecture of the late 1970s are visible the first architectural
elements deliberately borrowed from the classical and other traditions.
Initially elements were used with a mannerist attitude to rules
of composition, as in the work of Venturi and Rauch, Rossi, Tigerman,
Stirling and Farrell. Later, with the evident enthusiasm for the
rediscovered language came more serious-minded works, of a type
described by British architect Robert Adam as "literate continuity."
This challenged the Venice charter idea of contrast in traditional
cities.
The attitude of "why not?" which infused
the architecture of the late 1980s made the implicit "why?" of
modernism seem hopelessly old-fashioned.5 At the same time, the Cartesian reductionism
and Newtonian mathematics that that had supported modernism found
themselves under attack from a new mathematics of complexity,
which made possible the analysis of highly complex networks up
to the scale of traditional cities. The new mathematics provides
the theoretical understanding for the emergence of very complex
but ordered structures built from a very limited number of simple
"cells" or elements. This can be seen to explain the fractal nature
of the traditional city, with its replications of self-same elements
at a range of scales and its complex landscape built from the
non-identical replication of simple elements. The traditional
city, governed as it is by these simple yet complex structures,
is seen by the mathematician and philosopher Nikos Salingaros
to be a profoundly "natural" phenomenon, formed by quasi-biological
processes. By contrast, the large-scale order of the modernist
city is essentially non-living, what Salingaros calls "the geometry
of death."6
Interest in the reconstruction of the
European city began with a series of theoretical projects published
by the Krier brothers in the late 1970s. At the same time, Christopher
Alexander's "A Pattern Language"7 of 1977—a profound reflection on traditional
design—drew on studies of vernacular architecture and proved widely
influential. The movement received encouragement in May 1984 from
the Prince of Wales's speech to the 150th anniversary of the Royal
Institute of British Architects. The trenchant criticism of modernist
architecture that formed the core of the speech was widely reported
around the globe. But the speech was made in the context of a
much wider debate about the future of cities. It seems no coincidence
that it was also the year in which Duany and Plater-Zyberk (DPZ,
pronounced DeePeeZee) began work on the new Florida resort town
of Seaside.8
Andres Duany explained recently that
his realisation of the value of traditional urbanism had come
following a speech by Léon Krier. Duany was then working for Arquitectonica,
a Miami architectural firm famous in the 1980s for its huge, brightly
coloured apartment buildings9 featuring a variety of flamboyant motifs
perhaps derived from the work of the Russian constructivists.10
Duany recalls that he was at first outraged
by Krier's insistence that modernism was worthless, then suffered
agonies of doubt as he realised that his work to date had been,
in Krier's terms, a waste of time. Shortly after this, Duany left
the firm and with his wife Elizabeth Plater-Zyberk founded DPZ,
an architectural and town planning firm based in Miami which has
been highly influential.
In the early 1980s, DPZ was approached
by Robert Davis, a Florida developer whose family owned seafront
land in the panhandle region, to build a new traditional holiday
resort. DPZ suggested that they should draw upon the villages
in the area, in which residents used open front verandahs as a
respite from the heat of the evening, and walked barefoot to the
beach on sandy paths running between the houses. The resulting
development included a radial arrangement of streets around an
octagonal central square, sandy walkways leading down to the beach
between the houses, and a strict code to regulate construction
and encourage a more open style of houses.
DPZ's scheme included a dense mix of
traditional detached houses and small apartment blocks on individual
plots of land. Controlling the development was a series of strict
design codes covering elements of the buildings from site coverage
to proportion of windows. Driveways and garages were eliminated
from the street frontage by the introduction of a system of rear
access lanes. There was no stylistic constraint, and the seaside
code permitted modernist buildings as well as traditional ones,
provided that they met the detailed guidelines. Key buildings,
however, were more strictly composed in a range of eclectic styles.
As it developed, the project spawned many imitations including
one in Coolum in Australia that even took the same name. A new
adjoining development, "Watercolour," is currently under construction.
Duany is philosophical about this, observing recently that successful
resorts historically often form the nucleus of cities.
Duany's idea was to codify the basis
of Krier's European city project into a series of rules that could
be applied by the middle-rank bureaucrats and building designers
and thus affect the huge mass of building with which architects
have little to do. The resulting planning documents include a
comprehensive urban design masterplan, building design codes and
pattern books. The approach has proved widely successful and the
process is rapidly being refined and developed.
On the west coast of the US, Peter Calthorpe's
work on what he later called "transit-oriented developments" (TODs)
set a paradigm of compact urban centres based around public transport
stops (rail or tram) which was similarly influential. Some of
these developments revive the grand urban geometries of the "city
beautiful" movement originated by Chicago city planner Daniel
Burnham, while others are more vernacular in feeling. Research
into the developments constructed so far suggests that residents
of TODs, while keeping their cars, make significantly more trips
on foot.
In the UK, the Duchy of Cornwall has
since 1990 been building Poundbury, a significant extension to
the county town of Dorchester, designed by Léon Krier and Alan
Baxter Associates. Poundbury draws on the vernacular architecture
of Dorset to produce a highly scenographic townscape at a density
of at least double that of British CSD. More than 20% of the housing
at Poundbury is for low-income families, rented from the Guinness
Trust, and distributed indistinguishably among the housing for
sale and for private rental. New houses in Poundbury sell at medium
prices compared with similar developments in Dorchester. As in
Seaside, parking is located behind dwellings and accessible from
a back courtyard. The development uses clever street design to
limit vehicle speeds to 20km/h without the need for intrusive
signage.
When Poundbury was first launched in
1992, it was ridiculed by the architectural press in the UK, because
of the traditional style of the buildings. Every insult which
could be ascribed to traditional architecture was brought out,
as the project faltered in the slump of the mid 1990s. Since then,
in an improved market, the development has proved a marked success.
It was mentioned favourably in Richard Rogers' "urban renaissance"
of 1999—though no illustrations were included—and has since been
cited as a model development by the British government's planning
authority, the office of the deputy prime minister (ODPM).
A key feature of all new traditional urban planning is the central
involvement of the public through a participatory planning process
known by the term "charrette." In a charrette, a team of architects
and planners works directly with representatives of the local
population, politicians and bureaucrats. Participants are encouraged
to put pen to paper, with the aim of developing a binding plan.
The technique has proved very successful at resolving complex
and intractable conflicts between developers and local residents.
It is also a useful way of developing public support for planning
proposals. In the UK, the ODPM has recently recommended that all
major new development include a charrette, or "enquiry by design"
as it is termed in Britain. Design codes produced by such consultation
are popular among residents, as they are an authentic means of
citizen control and act as a check on neighbouring development.
But they are often unpopular with commercial proprietors who see
them as interference in private property rights.
IN THE EARLY 1990s, working with a small group of colleagues,
DPZ began running conferences on urbanism. This new focus on city
building was soon dubbed "new urbanism." In 1994, DPZ were part
of the group that established the congress for the new urbanism
(CNU). The CNU was founded around the charter for the new urbanism,
a twelve-point programme for the re-establishment of urbanism
in the United States.11
In Europe, the movement began to form
in the emotionally charged development world of the mid 20th century,
as dissatisfaction with destructive modernist interventions in
historic cities crystallised in public protests. In Brussels from
1959, developer Charles Depauw and local politician Paul Vanden
Boeynants began wholesale demolition of the historic Quartier
Nord, intending to replace the traditional neighbourhood with
Corbusian tower blocks and highways. The plan was widely condemned
and the term "Bruxellisation" became the antonym of the movement
for urban conservation. A similar proposal to level London's much-loved
Covent Garden was defeated in 1968. Paris was not so lucky, and
the soixante-huitards were unable to save Les Halles (demolished
in August 1970) or prevent the construction of the hated east-west
expressway on the banks of the Seine.
IN TRADITIONAL SETTLEMENTS, the buildings themselves define the
roads. The reason for such compact development is clearly due
to the high land values within walking distance of a town centre.
Beyond this distance, land values fell to a level below which
land was rarely fully developed. This is to be a feature of all
human urbanism, defined by the distance people are prepared to
walk on a regular basis, about 400 metres or a five minute walk.12 Traditional cities tend to develop
as a series of neighbourhoods or "urban quarters" of around 800
metres in diameter, or about 40 hectares. Studies of traditional
cities around the world demonstrate the ubiquity of this pattern.
The boundaries of neighbourhoods are not usually physically defined,
but their centres—typically comprising a parish church, town hall,
market, school and other public buildings—are usually found to
be around 800m apart. This seems to be a relatively constant factor
of human urbanism, defined by the limits of the body itself.
New traditional urbanism seeks a return
to urban form in which daily necessities are placed within walking
distance of houses and offices, following this elemental principle.
It is clear that a reasonable density is required to support such
facilities. Similarly, an interconnected network of streets is
necessary to minimise walking distances between all points in
the urban quarter, as we cannot hope to predict where so many
people will want to go. This is a seemingly obvious point, but
one that is missed in the dendritic circulation patterns of CSD.
These two elements—the 40 hectare neighbourhood and the interconnected
network of streets—are fundamental elements of all new traditional
urbanism. The "walking city" of new traditional urbanism is not
a modernist fantasy of control, but a principle which gives dignity
and mobility to people young and old, rich and poor.
THE SPRAWLING CAR-DEPENDANT CITIES developed in the post-war period
can already be seen to be failing in economic terms in peripheral
areas of Europe. The conurbation of Glasgow, for example, a shining
paradigm of modernist planning—high rise towers in green parks,
the last inner-city motorway programme in Europe, if not the world—has
lost a third of its population in the last 30 years. The unwalkability
and placelessness of car-dependent sprawl cities leaves them unable
to attract the mobile young professional people considered important
as generators of new economic activity. Conversely, those areas
in which walkable street networks have been preserved have been
able to survive for thousands of years. The new traditional urbanist
principles of permeable street networks and neighbourhoods based
on walkable dimensions can be successfully applied to solve many
of the problems introduced into European cities by traffic engineering
and planning based on zoning.13
SOLVING THE SPRAWL PROBLEM—which took most of the last century
to create—will be a major issue for city and national governments
in the coming century. We don't have a choice, as the world's
oil is running out, and alternatives such as hydrogen fuel cells
seem likely to prolong the system for only a limited time and
at high cost. The principle of connectivity embodied in walkable
networks, supported by a clear definition of private and public
realm, provides maximum opportunity for the development of the
range of individual paths and connections that are necessary to
the development of individual lives.
The problems facing cities around the
world are self-evidently diverse, but the sustainability of all
cities is threatened by the ubiquity of car-dependent sprawl development.
European regions with strong industrial economies have become
those with the ugliest landscapes of car-dependent sprawl. Here,
regional economies are based on tightly knit groups of small companies,
which rely almost without exception upon road transport for the
delivery of goods and products. Their location in mono-functional
sprawl requires most of their employees to drive to and from work.
But the industrial era in Europe is already
nearing and end. Northern England, Northern France, much of Belgium,
the Ruhrgebeit in Germany and the industrial areas of Eastern
Europe are already in severe difficulty. In the Veneto, the Po
Valley, the Paris basin, the Netherlands, South-East England,
the Alpine valleys of Switzerland, Austria, France and Italy,
and around countless other European cities, sprawl landscapes
are actively under construction. Cities shrinking in population
are at the same time expanding in physical size.
The future of sprawl Europe, with its
disconnected street networks, car-dependency and unattractive
places, seems very doubtful in the long term. The historic centres
of European cities are robust and sustainable, as their great
longevity makes clear, but 20th century damage to their walkable
street networks will require careful repair if they are to survive.
Conversely, the landscapes of the peripheries and areas with poorly
performing economies—central France, parts of Spain, the west
of England and Wales, the agricultural parts of Eastern Europe—retain
compact settlements, coherent road networks and minimal urban
sprawl, and have great potential for sustainable urban development
in future.
TRADITIONAL URBANISM is a complex system of simple parts that
can be combined to produce an infinite variety of urban places—and
which can be easily replicated. It is so resilient and adaptable
that traditional cities have been more or less continuously inhabited
for some 2 millennia. It is straightforward enough to be simply
taught, and simple enough to be understood and adapted by successive
generations. Furthermore, the individual elements of traditional
urbanism—the houses and buildings—are made of simple materials
that, though not necessarily particularly durable, can be readily
repaired with materials that are easily found or simply made and
used over a period of thousands of years. Progressive modifications
to small elements have not damaged the viability of the whole.
There are encouraging signs of the re-establishment
of urban life as an aspirational ideal among young people worldwide.
This generation owes future generations a duty to build cities
that will be as durable and sustainable as those we have inherited
from the past.
MATTHEW HARDY
Dr Hardy holds a PhD in Architectural History from the University
of Wales (1999) and a Bachelor of Architecture from the University
of Adelaide (1980). He is an Alumnus of The Prince of Wales's
Institute of Architecture (1994-1999).
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